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Regulatory Enforcement
147 Articles
Daily News
In Cabotage Compliance Crackdown, NIMASA Detains Four Vessels
World Bank Debars Three Nigerian Firms over Alleged Procurement Fraud
NCS Inaugurates WCO AML/CFT Mentoring Mission to Strengthen Financial Compliance
NIS Flags Human Trafficking, Travel Fraud Risks, Calls for Stronger Migration Compliance
28
Jul
SEC Fines Simplify $400,000 Over ETF Transaction Failures, Reinforcing Expectations Around Trade Compliance
The enforcement action shows that operational lapses in fund trading can...
28
Jul
Private Equity Founder Pleads Guilty in $50 Million Ponzi Scheme, Renewing Focus on Investment Compliance
The case underscores the importance of investor due diligence, governance, and...
27
Jul
Why the EU AI Act Is Fast Becoming a Global Compliance Standard, Even for Companies Outside Europe
Europe’s landmark AI law is reshaping corporate governance far beyond the EU,...
27
Jul
Giles Thomson Takes the FATF Helm as the Fight Against Financial Crime Enters a New Phase
The incoming FATF President inherits a global system under pressure from fraud,...
26
Jul
America’s FinCEN Warns Financial Institutions of Rising Federal Student Aid Fraud Schemes
The U.S. Department of the Treasury’s Financial Crimes Enforcement...
26
Jul
Beyond the Funding Debate: The Compliance Questions Behind Government Support for Religious Organisations
Public funding decisions often reveal more than budget priorities. They reveal...
24
Jul
Sinaloa Cartel Co-Founder ‘El Mayo’ Zambada Sentenced to Life, Marking Landmark Victory in U.S. Counter-Narcotics Enforcement
The U.S. Department of Justice has announced that Ismael “El Mayo”...
24
Jul
US DOJ Captures Alleged Mastermind Behind $547 Million Medicare Fraud Scheme, Reinforcing Focus on Healthcare Compliance
The U.S. Department of Justice has announced the arrest and extradition of...
24
Jul
TD Bank Insider Sentences Reinforce Importance of AML Controls and Employee Integrity
Two former TD Bank employees have been sentenced to federal prison for separate...
23
Jul
U.S. Senate considers cybersecurity review of Chinese-made medical devices
The U.S. Senate is considering legislation that would require cybersecurity...
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