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Risk Management
103 Articles
Daily News
IRAN SANCTIONS NET WIDENS: OFAC TARGETS DIGITAL ASSETS, GOLD, SHIPPING AND GLOBAL MONEY CHANNELS
DRC PASSPORT SCANDAL EXPLODES: €185 DOCUMENT, DUBAI MONEY TRAIL AND KABILA LINKS HEAD TO COURT
POLITICAL INSIDER TRADING: SANTOS CASE EXPOSES THE COMPLIANCE FAULT LINE INSIDE PREDICTION MARKETS
OFAC MOVES THE SANCTIONS GOALPOSTS: FRESH SDN LIST UPDATE PUTS GLOBAL COMPLIANCE TEAMS ON ALERT
12
Aug
Six Themes Shaping the Future of the Chief Compliance Officer
Artificial intelligence governance, rising salaries, persistent gender pay...
12
Aug
Workplace Surveillance Creates Compliance Risks Beyond Privacy
Workplace surveillance is becoming an increasingly complex compliance issue as...
12
Aug
AI Governance Emerges as Top Future Skill for Compliance Leaders
Artificial intelligence governance is emerging as the most important future...
12
Aug
Former Goldman Sachs Executive Faces 30 Years Over Ghana Bribery Scheme
A former Goldman Sachs executive faces up to 30 years in prison after being...
12
Aug
SFO and US Authorities Investigate Collapsed Telecoms Firm IMC
SFO and US Authorities Investigate Collapsed Telecoms Firm IMC The United...
11
Aug
Bipartisan Cybersecurity Bill Puts Federal Support for Small Businesses Under GAO Review
A bipartisan push in Congress is seeking to determine whether the federal...
11
Aug
OCC Rejects Bunq’s U.S. Bank Charter Over Capital, Management and Compliance Concerns
The U.S. Office of the Comptroller of the Currency (OCC) has rejected Dutch...
11
Aug
UBS Hit With Record $125m Penalty for ‘Willful’ Bank Secrecy Act Violations
UBS Financial Services has been hit with a record $125 million civil penalty by...
11
Aug
UK Tightens Audit Enforcement as FRC Fines Firms £12.9m Over Poor Practices
The United Kingdom’s Financial Reporting Council (FRC) has stepped up...
10
Aug
Africa’s $3.4 Trillion Trade Dream Runs Into a Regulatory Wall
The promise was straightforward enough. Bring African economies into one...
