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Enforcement
85 Articles
Daily News
Nigeria’s AML Compliance Still Faces Integration, Data and Automation Gaps — Regfyl Report
Mambilla Arbitration Highlights Importance of Contractual Governance and Compliance Controls
GRAZA at 10: OOH Firm Pivots to Data, Measurement and Audience Intelligence
When Trust Becomes a Trap: Inside the Fake FRSC Websites Exposing Nigeria’s Digital Compliance Gaps
06
Aug
UBS Hit with Record $125 Million FinCEN Penalty Over Repeat AML and Bank Secrecy Act Violations
UBS Financial Services Inc. (UBSFS) has been hit with a record $125 million...
03
Aug
COMPLIANCE CHIT-CHAT WITH DELE
TONE AT THE TOP: HOW CULTURE MAKES OR BREAKS COMPLIANCE PRACTICES...
01
Aug
Restoring Trust Through Standards: Dr. Sola Akinsiku’s Compliance Case for a Professional Advertising Industry
Every profession reaches a defining moment when growth must be matched with...
28
Jul
SEC Fines Simplify $400,000 Over ETF Transaction Failures, Reinforcing Expectations Around Trade Compliance
The enforcement action shows that operational lapses in fund trading can...
26
Jul
America’s FinCEN Warns Financial Institutions of Rising Federal Student Aid Fraud Schemes
The U.S. Department of the Treasury’s Financial Crimes Enforcement...
26
Jul
Analysis- Life Sentence for ‘El Mayo’ Zambada Signals a New Era of Financial Crime Enforcement: What Every Compliance Professional Should Know
The U.S. Department of Justice’s sentencing of Ismael “El...
24
Jul
Sinaloa Cartel Co-Founder ‘El Mayo’ Zambada Sentenced to Life, Marking Landmark Victory in U.S. Counter-Narcotics Enforcement
The U.S. Department of Justice has announced that Ismael “El Mayo”...
24
Jul
US DOJ Captures Alleged Mastermind Behind $547 Million Medicare Fraud Scheme, Reinforcing Focus on Healthcare Compliance
The U.S. Department of Justice has announced the arrest and extradition of...
23
Jul
CWPC’s Collapse Exposes Persistent Compliance Failures in the Fight Against Digital Ponzi Schemes
The reported collapse of Creative Walker Promotion Company (CWPC) is more than...
23
Jul
Banks urged to modernise governance as financial crime risks evolve
Banks must redesign financial crime governance models as criminals increasingly...
