Browse Tag
SEC
7 Articles
Daily News
CLAUDE BREAKS OUT: ANTHROPIC SECURITY FAILURES EXPOSE NEW AI MODEL RISK
GREEN INVESTMENT SCAM EXPOSED: £70M TREE SCHEME COLLAPSES AS THREE DIRECTORS GO TO JAIL
BANKS ARE FIGHTING FRAUD IN SILOS AS CRIMINALS BUILD A NETWORKED INDUSTRY
SCAMMERS GET A NEW ENEMY: AI BOTS TURN THE TABLES ON GLOBAL FRAUD NETWORKS
25
Aug
Nigeria Rewrites the Compliance Rulebook for BDCs and Virtual Assets
Analysis Nigeria’s financial regulatory landscape is becoming...
20
Aug
Nigeria SEC Warns Weak ESG Disclosure Could Shut African Businesses Out of Global Capital
• SEC Director-General Emomotimi Agama says sustainability disclosure is...
15
Aug
SEC Delays Crypto Rulebook as Washington Waits on Clarity Act
The US Securities and Exchange Commission has abruptly pulled a meeting that...
28
Jul
SEC Fines Simplify $400,000 Over ETF Transaction Failures, Reinforcing Expectations Around Trade Compliance
The enforcement action shows that operational lapses in fund trading can...
28
Jul
Private Equity Founder Pleads Guilty in $50 Million Ponzi Scheme, Renewing Focus on Investment Compliance
The case underscores the importance of investor due diligence, governance, and...
13
Jul
Beyond the Fine: What the Merrill Lynch SAR Failure Means for Compliance Officers in Nigeria and Africa
The SEC’s $7.5 million penalty against Merrill Lynch offers valuable...
12
Jul
SEC Fines Merrill Lynch $7.5 Million for SAR Reporting Failures
The U.S. Securities and Exchange Commission (SEC) has imposed a $7.5 million...
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